Our Commitment to Your Privacy: Repex Investment Management Co., Inc. and Repex & Co., Inc., its affiliate, have a long-standing policy of protecting the confidentiality and security of information we collect about our clients. We will not share nonpublic information about you (“Information”) with third parties outside of Repex without your consent, except for the specific purposes described below. This notice describes the Information we may gather and the circumstances under which we may share it.
How We Gather Information: We get most Information directly from you, when you apply for an account, access and use financial products and services offered by us and our business partners – whether in person, by telephone or electronically. We may verify this information or get additional information from consumer reporting agencies or public sources. This Information may relate to your finances, employment, avocations or other personal characteristics, including your tolerance for risk and financial goals and objectives.
Disclosure of Information: We may disclose any Information to or as directed by us, when we believe it necessary for the conduct of our business, or where disclosure is required by law. For example, information may be disclosed for audit or research purposes, to attorneys or other professionals, or to law enforcement and regulatory agencies in response to a subpoena or to prevent fraud. We do not sell customer lists and we will not sell your name to outside entities. It is the policy of Repex to require any other third party requests for information, not included above, to be authorized by the client.
Access to and Correction of Information: If you desire to review any file we may maintain for your personal Information, please contact your broker or one of its officers.